| Home : Blue Sheet Reporting (SEC Rule 17a-25) and Large Trader Reporting Rule (SEC Rule 13h-1) Compliance Enabled By n-Tier's Compliance Workbench |
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Feb 20
2013 |
Blue Sheet Reporting (SEC Rule 17a-25) and Large Trader Reporting Rule (SEC Rule 13h-1) Compliance Enabled By n-Tier's Compliance Workbench |
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NEW YORK, Feb. 20, 2013 /PRNewswire/ -- n-Tier releases Compliance Workbench enabling Compliance Professionals to achieve a best-in-class standard in complying with FINRA Blue Sheet Reporting requirements and with the Large Trader Reporting Rule.
"All Compliance Departments have the... |
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| Source:http://www.prnewswire.com/news-releases/blue-sheet-reporting-sec-rule-17a-25-and-large-trader-reporting-rule-sec-rule-13h-1-compliance-enabled-by-n-tiers-compliance-workbench-192064331.html |
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